Full text of EQUITY SERVICES, INC.'s X-17A-5 filed 2020-02-27 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **Equity Services, Inc.** **(A wholly-owned subsidiary of NLV Financial Corporation) Financial Statements with Supplementary Information As of and for the Year Ended December 31, 2019** {1}------------------------------------------------ | REPORT FOR THE PERIOD BEGINNING 01/01/2019 | | | | AND ENDING 12/31/2019 | | | | |-------------------------------------------------------------------------------------------|---------------------------------------------------------------------|--------------------------------------------------------|-----------|-----------------------|--------------------------------------------------|--|--| | MM/DD/YY | | | MM/DD/YYY | | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME OF BROKER-DEALER: Equity Services, Inc. | | | | | OFFICIAL USE ONLY | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | FIRM I.D. NO. | | | | | One National Life Drive | | | | | | | | | | | (No. and Street) | | | | | | | | Montpelier | VT | | | 05804 | | | | (City) | | (State) | | (Zip Code) | | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Eric Kucinskas | | | | | (802) 229-3332<br>(Area Code - Telephone Number) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | | | | PricewaterhouseCoopers, LLP | | | | | | | | | | | (Name - if individual, state last, first, middle name) | | | | | | | | 101 Seaport Boulevard, Suite 500 Boston | | | MA | 02210 | | | | (Address) | (City) | | | (State) | (Zip Code) | | | | CHECK ONE: | | | | | | | | | | Certified Public Accountant | | | | | | | | Public Accountant | | | | | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | {2}------------------------------------------------ | Eric Kucinskas | swear (or an a more and (or affirm) that, to the best of<br>my knowledge and belief the accompanying financial statement and supporting schedules pertaining to the firm of | |----------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | Equity Servi…Read the full text as markdown