Full text of EQUITY SERVICES, INC.'s X-17A-5 filed 2022-02-24 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # Equity Services, Inc. (A wholly-owned subsidiary of NLV Financial Corporation) Financial Statements with Supplementary Information As of and for the Year Ended December 31, 2021 {1}------------------------------------------------ **UNITED STATES SEQJRITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | 0MB APPROVAL | | |--------------------------|--| | 0MB Number: 3235--0123 | | | Expires: Oct. 31, 2023 | | | Estimated average burden | | | 12 | | | | | # **ANNUAL REPORTS FORM X-17A-5 PART** Ill SEC FILE NUMBER **FAONGPAGE Information Required Pursuant to Rules 17a-s, 17a-1Z, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING 01/01/2021 MM/DD/VV AND ENDING \_\_ 12/31/2021 MM/DD/VV --- **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: Equity Services, Inc. TVPE OF REGISTRANT (check all applicable boxes): l3il Broker-dealer □ Security-based swap dealer D Check here if respondent is also an OTC derivatives dealer D Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) One National Life Drive (No. and Street) Montpelier VT (City) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING 05604 (Zip Code) Jessica Kriewald (802) 229-3412 JKriewald@nationallife.com (Name) (Area Code - Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing• PricewaterhouseCoopers, LLP (Name- if individual, state last, first, and middle name) 101 Seaport Boulevard, Suite soo Boston MA (Address) (City) 0221 0 (Zip Code) (Date of Registration with PCAOB)(lf applicable) (PCAOB Registration Number, if applicable) **FOR OFFICIAL USE ONLY** • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the e><emption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {2}------------------------------------------------ #### **OATH OR AFFIRMATION** # **This filing•• contains (check all applicable boxes):** - Ix) (a) Statement of financial condition. - □ (b) Notes to consolidated statement of financial condition. - Go (c) Statement of Income (loss) or, If t…Read the full text as markdown