Full text of EQUITY SERVICES, INC.'s X-17A-5 filed 2021-02-24 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # Equity Services, Inc. (A wholly-owned subsidiary of NLV Financial Corporation) Financial Statements with Supplementary Information As of and for the Year Ended December 31, 2020 {1}------------------------------------------------ | OMB APPROVAL | | | | | |------------------------------|--|--|--|--| | OMB Number:<br>3235-0123 | | | | | | Expires:<br>October 31, 2023 | | | | | | Estimated average burden | | | | | | nours per response 12.00 | | | | | | SEC FILE NUMBER | |-----------------| | 8-14286 | | | REPORT FOR THE PERIOD BEGINNING 01/01/2020<br>AND ENDING 12/31/2020 | | | | |-------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------|-------------------|--------------------------------| | | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER-DEALER: Equity Services, Inc. | | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM I.D. NO. | | | One National Life Drive | | | | | | | | (No. and Street) | | | | | Montpelier | VT | | 05604 | | | (City) | (State) | | (Zip Code) | | Jessica Kriewald | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | (802) 229-3412 | | | | | | (Area Code - Telephone Number) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | PricewaterhouseCoopers, LLP | | | | | | | (Name - if individual, state last, first, middle name) | | | | | 101 Seaport Boulevard, Suite 500 Boston | | MA | 02210 | | (Address) | | (City) | (State) | (Zip Code) | | CHECK ONE: | | | | | | | Certified Public Accountant<br>Public Accountant<br>Accountant not resident in United States or any of its possessions. | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | of lama for aromotion from the a noquinquant that the annual remaind by the success of | | | | {2}------------------------------------------------ | Jessica Kriewald | | swear (or affirm) that, to the best of | | | |-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------|--------------------------------------------------------|--|--| | my k…Read the full text as markdown