HAZARD & SIEGEL, INC. X-17A-5 (2023-02-28) — Broker-dealer annual report

Full text of HAZARD & SIEGEL, INC.'s X-17A-5 filed 2023-02-28 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ ### DEWITT, NEW YORK ### AUDITED STATEMENT OF FINANCIAL CONDITION DECEMBER 31, 2022 PUBLIC DOCUMENT {1}------------------------------------------------ # CONTENTS Pages | O<br>O<br>A<br>N<br>N<br>U<br>A<br>L<br>A<br>U<br>D<br>I<br>T<br>E<br>D<br>R<br>E<br>P<br>R<br>T<br>F<br>R<br>M<br>X<br>-1<br>A<br>P<br>A<br>R<br>T<br>I<br>l<br>l<br>(<br>F<br>i<br>P<br>)<br>7<br>-5<br>ac<br>n<br>g<br>a<br>ge | 1 | |-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---| | | | | O<br>A<br>T<br>H<br>O<br>R<br>A<br>F<br>F<br>I<br>R<br>M<br>A<br>T<br>I<br>O<br>N | 2 | | | | | O<br>S<br>O<br>I<br>N<br>D<br>E<br>P<br>E<br>N<br>D<br>E<br>N<br>T<br>A<br>U<br>D<br>I<br>T<br>R<br>'<br>R<br>E<br>P<br>R<br>T | 3 | | | | | F<br>I<br>N<br>A<br>N<br>C<br>I<br>A<br>L<br>S<br>T<br>A<br>T<br>E<br>M<br>E<br>N<br>T<br>S<br>: | | | | | | S<br>f<br>F<br>i<br>i<br>l<br>C<br>nd<br>i<br>ti<br>t<br>at<br>nt<br>e<br>m<br>e<br>o<br>na<br>nc<br>a<br>o<br>o<br>n | 4 | | | 5 | | S<br>N<br>F<br>i<br>i<br>l<br>ot<br>t<br>t<br>at<br>nt<br>es<br>o<br>na<br>nc<br>a<br>e<br>m<br>e | | {2}------------------------------------------------ | | U<br>N<br>IT<br>ED<br>S<br>TA<br>TE<br>S | | | RO<br>0M<br>B<br>A<br>PP<br>VA<br>L | |---------------------------------------------------------------------------|---------------------------------------------------------------------------------|--------------------------------------------------------------------------|----------------------------------------|--------------------------------------------------------------------| | | SE<br>C<br>U<br>R<br>IT<br>IE<br>S<br>A<br>N<br>D<br>EX<br>CH | A<br>N<br>G<br>E<br>C<br>O<br>M<br>M<br>IS<br>SI<br>O<br>N | | be<br>0M<br>N<br>32<br>35<br>-0<br>12<br>3<br>B<br>um<br>r: | | PU<br>BL<br>IC | W<br>hi<br>to<br>as<br>ng<br>n, | D<br>.C<br>. 2<br>05<br>49 | | Ex<br>pi<br>O<br>ob<br>3<br>1,<br>20<br>23<br>ct<br>re<br>s:<br>er | | D<br>OC<br>UM<br>EN<br>T | | | | Es<br>tim<br>ed<br>b<br>de<br>at<br>a<br>ve<br>ra<br>ge<br>ur<br>n | | | A<br>N<br>N<br>U<br>A<br>L<br>A<br>U<br>D<br>I | T<br>E<br>D<br>R<br>E<br>P<br>O<br>R<br>T | | ho<br>1<br>2.<br>00<br>ur<br>s p<br>er<br>re<br>sp<br>on<br>se<br> | | | F<br>O<br>R<br>M<br>X | -1<br>A<br>-5<br>7 | | | | | P<br>A<br>R | l<br>l<br>T<br>I | | SE<br>C<br>FI<br>LE<br>N<…

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