Full text of HAZARD & SIEGEL, INC.'s X-17A-5 filed 2026-03-06 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ DEWITT, NEW YORK ### AUDITED STATEMENT OF FINANCIAL CONDITION DECEMBER 31, 2025 PUBLIC DOCUMENT {1}------------------------------------------------ # CONTENTS | | Pages | |-----------------------------------------------------------|-------| | ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill (Facing Page) | 1 | | OATH OR AFFIRMATION | 2 | | INDEPENDENT AUDITORS' REPORT | 3 | | FINANCIAL STATEMENTS: | | | Statement of Financial Condition | 4 | | Notes to Financial Statement | 5 | {2}------------------------------------------------ | | UNITED STATES | OMB APPROVAL | |-------------------------------------------------------------------|---------------------------------------------------------------------------|--------------------------------| | | SECURITIES AND EXCHANGE COMMISSION | OMB Number : 3235-0123 | | PUBLIC | Washington, D.C. 20549 | Expires: November 30, 2026 | | DOCUMENT | | Estimated average burden | | | ANNUAL AUDITED REPORT | hours per response 12.00 | | | FORM X-17A-5 | | | | PART III | SEC FILE NUMBER | | | | 8- 13942 | | | FACING PAGE | | | | Information Required of Brokers and Dealers Pursuant to Section 17 of the | | | | Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | | | | REPORT FOR THE PERIOD BEGINNING 01/01/25 AND ENDING 12/31/25 | | | | MM/DD/YY | MM/DD/YY | | | | | | | A. REGISTRANT IDENTIFICATION | | | NAME OF BROKER-DEALER: | HAZARD & SIEGEL, INC. | | | | | Official Use Only | | | | FIRM LD. NO. | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | | | 5793 WIDEWATERS PARKWAY | | | | | (No. and Street) | | | | | 13214 | | DEWITT | NEW YORK | | | (City) | (State) | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THE REFORT | | | | | | | DAVID M. MULLEN, PRESIDENT | | (315) 414-0722 | | | | (Arca Code - Telephone Number) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | | EVANS AND BENNETT, LLP | | | | | 2112 ERIE BLVD. E., STE. 100 SYRACUSE | NEW YORK<br>13224 | | (Address) | (City) | (Zip Code)<br>(State) | | | | | | | | | | & Certified Public Accountant | | | | Public Accountant | L Accountant not resident in United States or any of its possessions | | | | | | | | FOR OFFICIAL USE ONLY | | | CHECK ONE: | | | SEC 1410 (06-02) to respond unless the form displays a currently valid OMB control number. {3}------------------------------------------…Read the full text as markdown