Full text of HAZARD & SIEGEL, INC.'s X-17A-5 filed 2025-03-03 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ HAZARD &.SIEGEL, INC. DEWITT, NEW YORK AUDITED STATEMENT OF FINANCIAL CONDITION DECEMBER 31, 2024 PUBLIC DOCUMENT {1}------------------------------------------------ # CONTENTS | | | P | a<br>g<br>e<br>s | |-------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|---|------------------| | O<br>O<br>A<br>N<br>N<br>U<br>A<br>L<br>A<br>U<br>D<br>IT<br>E<br>D<br>R<br>E<br>P<br>R<br>T<br>F<br>R<br>M<br>X<br>-1<br>7A<br>-5<br>P<br>A<br>R<br>T<br>I | (<br>)<br>ll<br>F<br>ci<br>P<br>a<br>n<br>g<br>a<br>g<br>e | | 1 | | O<br>A<br>T<br>H<br>O<br>R<br>A<br>F<br>F<br>IR<br>M<br>A<br>T<br>I<br>O<br>N | | | 2 | | IN<br>D<br>E<br>P<br>E<br>N<br>D<br>E<br>N<br>T<br>A<br>U<br>D<br>IT<br>O<br>R<br>S<br>'<br>R<br>E<br>P<br>O<br>R<br>T | | | 3 | | C<br>S<br>S<br>F<br>IN<br>A<br>N<br>IA<br>L<br>T<br>A<br>T<br>E<br>M<br>E<br>N<br>T<br>: | | | | | S<br>f<br>F<br>in<br>i<br>l<br>C<br>nd<br>i<br>ti<br>ta<br>te<br>nt<br>m<br>e<br>o<br>a<br>nc<br>a<br>o<br>o<br>n | | | 4 | | N<br>F<br>in<br>i<br>l<br>S<br>ot<br>t<br>ta<br>te<br>nt<br>es<br>o<br>a<br>nc<br>a<br>m<br>e | | | 5 | {2}------------------------------------------------ , **PUBLIC DOCUMENT** UNITED ST A TES SECURITIES **AND EXCHANGE COMMISSION** Washington, D.C. 20549 **ANNUAL AUDITED REPORT FORM X-17 A-5 PART.Ill** FACING PAGE 0MB APPROVAL 0MB Number : 3235-0123 I Expires: November 30, 2026 Estimated average burden hours per response ... 12.00 SEC FILE **NUMBER 8-13942** Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder REPORT FOR THE PERIOD BEGINNING **01/01/24** AND ENDING **12/31/24** MM/00/YY **A. REGISTRANT IDENTIFICATION** NAME OF BROKER-DEALER: **HAZARD** & **SIEGEL, INC.** ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) **5793 WIDEWATERS PARKWAY** (No. and Street) **DEWITT NEW YORK** (City) (State) MM/00/YY Official Use Only FI.Rivi I.D. NO. **13214** (Zip Code) NAlvlE AND TELEPHONE NillvlBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT **DAVID M. MULLEN, PRESIDENT B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report\* **EVANS AND BENNETT, LLP 373 SPENCER ST SUITE 101 SYRACUSE** (Address) CHECK ONE: !El Certified Public Accountant D Public Accountant (City)…Read the full text as markdown