Full text of INSIGHT SECURITIES, INC.'s X-17A-5 filed 2021-09-20 (period 2021-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## **Insight Securities, Inc.** ## **Financial Report** June 30, 2021 Filed as PUBLIC Information Rule 17a-S(d) Under the Securities Exchange Act of 1934. {1}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | 0MB APPROVAL | | | | |---------------------------|-----------|--|--| | 0MB Number; | 3235-0123 | | | | Expires: October 31, 2023 | | | | | Estimated average burden | | | | | hours per response 12.00 | | | | ## **ANNUAL** AUDITED REPORT FORM **X-17 A-5 PART** Ill SEC FILE **NUMBER** 8-16247 ## **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act o\_f 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING | ___<br>___ 07<br>_10_1_<br>12_0<br>MMIDD/VY | AND ENDING ___ 0 | ____<br>=12-:-:1<br>_6<br>13,,0<br>_<br>_<br>,.,<br>MM!OO/YY | |------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------|-----------------------|--------------------------------------------------------------| | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER-DEALER:<br>Insight Securities, Inc. | | | OFFICIAL USE ONLY<br>FIRM 1D. NO. | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>600 Central A venue, Suite 265 | | | | | Highland Park | (No. and Slreol)<br>Illinois | | 60035 | | (Cityl | (Slale) | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>CARLOS LEGASPY | | | (224)-632-4700 | | | | | (Area Code - Telephone No.) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report'<br>Alvarez & Associates, Inc. Certified Public Accountants | | | | | 9221 Corbin Avenue, Suite 165 | (Name - of inriividval, ~,~to /ijsl. 1/rsr, middJa name)<br>North ridge | CA | 91324 | | (Addreos) | (Cily) | (Stale) | !Zip Code) | | CHECK ONE:<br>I:&! Certified Public Accountant<br>□ Public Accountant<br>□ Accountant not resident in Unlted States or any of its possessions. | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | \*Claims tor exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as ths b…Read the full text as markdown