INSIGHT SECURITIES, INC. X-17A-5 (2023-09-25) — Broker-dealer annual report

Full text of INSIGHT SECURITIES, INC.'s X-17A-5 filed 2023-09-25 (period 2023-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ # **Insight Securities, Inc.** # **Financial Report** June 30, 2023 Filed as PUBLIC information Rule 17a-5(d) Under the Securities Exchange Act of 1934. {1}------------------------------------------------ # **uNrreD STATES SECURITIES AND EXCHANGE COMMISSION Washiniitoni D.G 20549** #### OMB APPROVAL OMB Number; 3235-0.123 Dcplrem Ott. 31,2023 Estimated average burden hours per response: 12 SEC FILE NUMBER # **ANNUAL REPORTS FORM X-17A-5 PART III** | SEC FILE NUMBER | | |-----------------|--| | 8-16247 | | #### **FACING PAGE Information Required Pursuant to Rules 17a-51 17a-12, and 18a-7 under the Securities Exchange Act of 1.934** **FILING FOR THE PERIOD BEGINNING** 07/01/22 **AND ENDING** 06/30/23 MM/DD/YY MIVIMPrf # **A. REGISTRANT IDENTIFICATION** # **NAME OF FIRM:** Insight Securities, Inc. #### **TYPE OF REGISTRANT (check all applicable boxes):** CI **Broker-dealer** Cl **Security-based swap dealer 0 Major security-based swap participant 0** Check here If respondent Is also an OTC derivatives dealer ### **ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.)** | 600 Central Avenue, Suite 265 | | | | | | |-----------------------------------------------------------------------------|-------------------------------|---------------------------------------------|--|--|--| | (No. and Street) | | | | | | | Highland Park | Illinois | 60035 | | | | | eatY) | (State) | (ZIP Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Carlos Legaspy | (224) 632-4700 | Carlos c@ Insighiarnericas.net | | | | | (Name) | (Area Code —Telephone Number) | (Email Address) | | | | | B.<br>ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | Phillip V. George, PLLC | | | | | | | 5179 CR. 1026<br>(Name — if Individual, state last, first, and middle name) | | | | | | | (Address) | C<br>e<br>l<br>e<br>s<br>t | e T<br>X 7<br>5<br>4<br>2<br>3 | | | | | | (OW) | Pp Code)<br>(State) | | | | | 3366 | | | | | | | (Date of Registration with PCAGB)(if applicable) | | (rICA013Re&istration Number, if applicable) | | | | | FOR OFFICIAL USE ONLY | | | | | | Claims for exemption from the requirement that the annual reports be covered by the reports of an Independent public accountant must be supported by a statement of facts and circumstances raked an as the basis of the exemption. See 17 CFR 2-60.17a-5(4)(1)(1 lb if applicable. Person…

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