Full text of INSIGHT SECURITIES, INC.'s X-17A-5 filed 2022-09-28 (period 2022-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # Insight Securities, Inc. # Financial Report June 30, 2022 Filed as PUBLIC information Rule 17a-5(d) Under the Securities Exchange Act of 1934. {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | OMB APPROVAL | | |--------------------------|--| | OMB Number: 3235-0123 | | | Expires: Oct. 31, 2023 | | | Estimated average burden | | | hours per response: 12 | | | | | # ANNUAL REPORTS FORM X-17A-5 PART III | | | SEC FILE NUMBER | | |-----------------------------------------------------------------------------------------------------------|------------------------------|-----------------|----------| | | FORM X-17A-5 | | 8-16247 | | | PART III | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | FILING FOR THE PERIOD BEGINNING | 07/01/21 | AND ENDING | 06/30/22 | | | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | # NAME OF FIRM: Insight Securities, Inc. TYPE OF REGISTRANT (check all applicable boxes): El Broker-dealer Cl Security-based swap dealer ❑ Check here if respondent is also an OTC derivatives dealer El Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 600 Central Avenue, Suite 293 | | (No. and Street) | | | | |------------------------------------------------------------|---------------------------------------------------------------------------|----------------------------|--------------------------------------------|--| | Highland Park | Illinois | | 60035 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Carlos Legaspy | (224) 632-4700 | Carlos@Insightamericas.net | | | | (Name) | (Area Code — Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | Phillip V. George, PLLC | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | (Name — if individual, state last, first, and middle name) | | | | | | 5179 CR 1026 | Celeste | TX | 75423 | | | (Address) | (City) | (State) | (Zip Code) | | | 02/24/2009 | | 3366 | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independ…Read the full text as markdown