COWEN AND COMPANY, LLC X-17A-5 (2017-02-28) — Broker-dealer annual report

Full text of COWEN AND COMPANY, LLC's X-17A-5 filed 2017-02-28 (period 2016-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: COWEN AND COMPANY, LLC
• Form: X-17A-5
• Filed: 2017-02-28
• Period: 2016-12-31
• Accession: 0000048966-17-000002
• CIK: 48966
• File #: 8-22522
• Material weakness: No
• Auditor: PricewaterhouseCoopers LLP
• Auditor location: New York, NY
• Contact: Phongsy Khowong
• Phone: 646-562-1772
• Signed by: James Simmons (Chief Financial Officer)

Document text (excerpt)

X-17A-5 0000048966 XXXXXXXX LIVE false false false 01-01-2016 12-31-2016 Broker-dealer N COWEN AND COMPANY, LLC 599 LEXINGTON AVENUE 20TH FLOOR NEW YORK NY 10022 Phongsy Khowong 646-562-1772 PricewaterhouseCoopers LLP 300 Madison Avenue New York NY 10017 Certified Public Accountant James Simmons COWEN AND COMPANY, LLC 12-31-2016 James Simmons Chief Financial Officer Y

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• X-17A-5 — 2024-02-29
• X-17A-5 — 2023-02-24
• X-17A-5 — 2022-02-25
• X-17A-5 — 2021-02-26
• X-17A-5 — 2020-02-28
• X-17A-5 — 2019-03-01
• X-17A-5/A — 2018-03-06
• X-17A-5 — 2018-03-01
• X-17A-5 — 2016-02-29
• X-17A-5 — 2015-02-27
• X-17A-5 — 2014-03-04
• X-17A-5 — 2013-03-04

Original filing on SEC EDGAR (source of record)