Full text of COWEN AND COMPANY, LLC's X-17A-5/A filed 2018-03-06 (period 2017-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
X-17A-5/A 0000048966 XXXXXXXX LIVE false false false 01-01-2017 12-31-2017 Broker-dealer N When I initially filed the x-17a-5 on March 1, I forgot to include my exemption report. I am now filing today with the exemption report. COWEN AND COMPANY, LLC 599 LEXINGTON AVENUE 20TH FLOOR NEW YORK NY 10022 Phongsy Khowong 646-562-1772 KPMG LLP 345 Park Avenue New York NY 10154 Certified Public Accountant James R. Simmons COWEN AND COMPANY, LLC 12-31-2017 James R. Simmons CFO Y
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