Full text of JOE JOLLY & CO., INC.'s X-17A-5/A filed 2021-11-02 (period 2021-08-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## FINANCIAL STATEMENTS AND SUPPLEMENTAL INFORMATION YEAR ENDED AUGUST 31 , 2021 This report is deemed CONFIDENTIAL in accordance with Rule 17a-5(e)(3) under the Securities Exchange Act of 1934. A statement of financial condition bound separately has been filed with the Securities and Exchange Commission simultaneously herewith as a PUBLIC document. {1}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | ANNUAL REPORTS | |----------------| | FORM X-17A-5 | | PART Ill | 0MB APPROVAL 0MB Number: 3235-0123 Exp[res: Oct, 31, 2023 Estimated average burden hours per response: l 2 SEC FILE NUMBER #### **FACING PAGE** Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING | 9/01/2020 | | AND EN DING __ | ___<br>_<br>8/:3_1;./_2_02_1 | |---------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-------------|-----------------|-------------------------------------------| | | MM/DD/YY | | | MM/DO/YY | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: __ J_0_E_J_0_L_L_Y._&_co_MP_A_NY_,--'---. _I_N_c_. _______________ | | | | _ | | TYPE OF REGISTRANT (check all applicable boxes):<br>[] Broker-dealer<br>D Check here if respondent is also <1n OTC derivatives dealer | □ Security-based swap dealer | | | D Major security-based swap participant | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 420 No 20th St., Suite 2350 | | | | | | | (No, and Street) | | | | | Birmingham | AL | | 35203 | | | (City) | | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Joe Jolly, Jr. | (.205) 252-:2105 | | | | | (Name) | (Area Code -Telephone Number) | | (Emal! Address) | | | | 8. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained In this filing*<br>Mauldin & Jenkins LLC, CPAs. | | | | | | | (Name - If Individual, state last, first, and middle name) | | | | | 2000 Southbridge Pkwy) Suite 501 | | Bi.rmingham | AL | 35209 | | (Address) | (City) | | (State) | (Zip Code) | | 10/lli /2003 | | | 669. | | | (Date of Registration with PCAOll)(if applicable) | | | | (PCAOB Registration Number, if applkable) | | | FOR OFFICIAL USE ONLY | | |…Read the full text as markdown