Full text of JOE JOLLY & CO., INC.'s X-17A-5 filed 2023-10-30 (period 2023-10-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # FINANCIAL STATEMENTS AND SUPPLEMENTAL INFORMATION YEAR ENDED AUGUST 31, 2023 Field as PUBLIC information pursuant to Rule 17a-5(d) under the Securities Exchange Act of 1934. {1}------------------------------------------------ | | SEC FILE NUMBER | | |--|-----------------|--| | | | | | FILING FOR THE PERIOD BEGINNING | 9/1/2022 | AND ENDING | 8/31/2023 | | |-----------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|------------|------------------------------|--| | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | Joe Jolly & Company, Inc.<br>NAME OF FIRM: | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | | | L Security-based swap dealer | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 420 No 20th St., Suite 2350 | | | | | | | (No. and Street) | | | | | Birmingham | AL | | 35203 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Joe Jolly, Jr. | 205-252-2105 | | jjco@jjollyco.com | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Mauldin & Jenkins, LLC, CPAs | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 2000 Southbridge Pkwy, Suite 501 | Birmingham | AL | 35209 | | | (Address) | (City) | | 1C+++1 | | {2}------------------------------------------------ | Joseph D. Jolly, Jr.<br>, swear (or affirm) that, to the best of my knowledge and belief, the<br>financial report pertaining to the firm of Joe Jolly & Co., Inc.<br>as of<br>______________________________________________________________________________________________________________________________________________________________________________<br>October 30<br>partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any account classified solely<br>as that of a customer. | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------…Read the full text as markdown