Full text of JOE JOLLY & CO., INC.'s X-17A-5 filed 2022-10-31 (period 2022-08-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # FINANCIAL STATEMENTS AND SUPPLEMENTAL INFORMATION YEAR ENDED AUGUST 31, 2022 Field as PUBLIC information pursuant to Rule 17a-5(d) under the Securities Exchange Act of 1934. {1}------------------------------------------------ | ANNUAL REPORTS | |----------------| | FORM X-17A-5 | | PART III | | FILING FOR THE PERIOD BEGINNING | 9/1/2021<br>MM/DD/YY | AND ENDING | 8/31/2022 | | | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|------------|--------------------------------------------|------------|--| | | | | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM: | JOE JOLLY & COMPANY, INC. | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>□ Security-based swap dealer<br>& Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 420 No 20th St., Suite 2350 | | | | | | | | (No. and Street) | | | | | | Biemingham | Alabama | | | 35203 | | | (City) | | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Joe Jolly, Jr. | 205-252-2105 | | jjco@jjollyco.com | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | MAULDIN & JENKINS LLC, CPAs | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 2000 Southbridge Pkwy, Suite 501 Birmingham | | | Alabama | 35209 | | | (Address) | (City) | | (State) | (Zip Code) | | | 10/14/2003 | 669 | | | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | | FOR OFFICIAL USE ONLY | | | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an | | | | | | {2}------------------------------------------------  - - - - - - - - - - - - - - - - - - - - - - - - - - - {3}------------------------------------------------ ## TABLE OF CONTENTS | Report of Independent Registered Public Accounting Firm | 1 | |---------------------------------------------------------|---| | Statement of Financial Condition | 2 | | Notes to Fin…Read the full text as markdown