Full text of KIMELMAN & BAIRD, LLC's X-17A-5 filed 2021-04-09 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **2020** ### REPORT PURSUANT TO SEC RULE 17a-5 For the year ended December 31, 2020 ## **KIMELMAN & BAIRD, LLC** FINANCIAL STATEMENTS AND ACCOMPANYING SUPPLEMENTAL IN FORMATON {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 #### ANNUAL AUDITED REPORT FORM X-17A-5 PART III OMB APPROVAL OMB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hours per response.. . . . . . . 12.00 | SEC FILE NUMBER | |-----------------| | 8-13028 | FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING 01/01/2020 | AND ENDING 12/31/2020 | | | | |-------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------------|---------|------------------------------------|--| | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: Kimelman & Baird, LLC<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | OFFICIAL USE ONLY<br>FIRM I.D. NO. | | | | | | | | | 800 Third Avenue, Suite 2300 | | | | | | New York | (No. and Street)<br>NY | | 10022 | | | (City) | (Stalc) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Shella Balrd | | | (212) 686-0021 | | | | | | (Area Code - Telephone Number) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | LMHS, P.C. | | | | | | | (Name - if individual, state last, first, middle name) | | | | | 80 Washington Street S | Norwell | MA | 02061 | | | (Address) | (City) | (State) | (Zip Codc) | | | CHECK ONE:<br>Certified Public Accountant<br>Public Accountant | Accountant not resident in United States or any of its possessions.<br>FOR OFFICIAL USE ONLY | | | | | | | | | | \*Clains for exemption from the requirement that the amual report be covered by the opinion of an independent public accomtunt must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e){2} > Potential persons who are to respond to the collection of informalion contained in this form are not required to respond unless the form displays a cu…Read the full text as markdown