Full text of KIMELMAN & BAIRD, LLC's X-17A-5 filed 2024-04-15 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden ### ANNUAL REPORTS FORM X-17A-5 PART III | hours per response;<br>12 | | |---------------------------|--| | | | | SEC FILE NUMBER | | | 8-13028 | | FACING PAGE | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|------------|-----------------|--------------------------------------------| | filing for the period beginning 01/01/2023 | | AND ENDING | | 12/31/2023 | | | MM/DD/YY | | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: Kimelman & Baird, LLC | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer<br>L Check here if respondent is also an OTC derivatives dealer | [ Security-based swap dealer | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 800 Third Avenue, Suite 2300 | | | | | | | (No. and Street) | | | | | New York | NY | | | 10022 | | (City) | (State) | | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Sheila Baird | 212-686-0021 | | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filling* | | | | | | LMHS, PC | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 80 Washington Street | Norwell | | MA | 02061 | | (Address) | (City) | | (State) | (Zip Code) | | 02/24/2009 | | 3373 | | | | (Date of Registration with PCAOB)(if applicable) | | | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | | | * Claims for exemption from the requirement that the annual reports of an independent public<br>accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17<br>CFR 240.17a-5(e)(1)(ii), if applicable. | | | | | Persons who are to respond to the collection of information contained in this form are not required to respond unie…Read the full text as markdown