Full text of KIMELMAN & BAIRD, LLC's X-17A-5 filed 2022-03-31 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES securities and exchange commission Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 ### ANNUAL REPORTS FORM X-17A-5 PART III | | SEC FILE NUMBER | | |--|-----------------|--| | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934<br>0<br>FILING FOR THE PERIOD BEGINNING<br>AND ENDING<br>MM/DD/YY<br>MM/DD/YY<br>A. REGISTRANT IDENTIFICATION<br>CAIRD<br>ਟ੍ਹੇ<br>NAME OF FIRM:<br>TYPE OF REGISTRANT (check all applicable boxes):<br>ു Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.)<br>L 3 (57)<br>NE NU.6<br>121<br>(No. and Street)<br>WEW<br>100<br>(Zip Code)<br>(State)<br>PERSON TO CONTACT WITH REGARD TO THIS FILING<br>212 66600.<br>HEILA<br>AIRD<br>(Email Address)<br>(Area Code - Telephone Number)<br>(Name)<br>8. Accountant IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>(Name - if individual, state last, first, and middle name)<br>M. A<br>0206<br>0<br>NORWELL<br>WASHINGTON<br>JIREET<br>(State)<br>(Zip Code)<br>(City)<br>(Address) | FACING PAGE | | |-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------|--| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | (2)2<br>D | | | | (PCAOB Registration Number, if applicable)<br>(Date of Registration wi…Read the full text as markdown