Full text of DEUTSCHE BANK SECURITIES INC.'s X-17A-5 filed 2021-03-01 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  (An Indirect Wholly-Owned Subsidiary of Deutsche Bank AG) Consolidated Statement of Financial Condition December 31, 2020 (With Report of Independent Registered Public Accounting Firm Thereon) {1}------------------------------------------------  {2}------------------------------------------------ #### (An Indirect Wholly-Owned Subsidiary of Deutsche Bank AG) #### Consolidated Statement of Financial Condition #### December 31, 2020 #### (In millions, except share data) | Assets | | |----------------------------------------------------------------------------------------------------|--------------| | Cash and cash equivalents | \lt;br>1,444 | | Cash segregated under federal and other regulations | 273 | | Collateralized agreements and financings: | | | Securities purchased under agreements to resell (includes fair value of \$6,335) | 25,177 | | Securities borrowed (includes fair value of \$15,623) | 21,499 | | | 46,676 | | Financial instruments owned, at fair value (includes \$15,518 of securities pledged as collateral) | 18,393 | | Receivables: | | | Brokers, dealers, and clearing organizations | 3,160 | | Customers | 561 | | Noncustomers | 7 | | | 3,728 | | Other assets | 1,616 | | Total assets | \lt;br>72,130 | | Liabilities and Stockholder's Equity | | | Collateralized agreements and financings: | | | Securities sold under agreements to repurchase (includes fair value of \$20,083) | \lt;br>32,262 | | Securities loaned (includes fair value of \$1,609) | 5,553 | | | 37,815 | | Payables: | | | Noncustomers | 3,590 | | Customers | 2,841 | | Loans | 779 | | Brokers, dealers, and clearing organizations | 628 | | | 7,838 | | Financial instruments sold, but not yet purchased, at fair value | 11,950 | | Other liabilities | 2,674 | | Total liabilities | 60,277 | | Commitments, contingencies and guarantees (Notes 13 and 14) | | | Stockholder's equity: | | | Common stock, par value \$1.00 per share (2,000 shares authorized, issued, and outstanding) | - | | Additional paid-in capital | 15,357 | | Accumulated deficit | (3,504) | | Total stockholder's equity | 11,853 | | Total liabilities and stockholder's equity | \lt;br>72,130 | | | | The accompanying notes are an integral part of these consolidated financial statements. {3}------------------------------------------------ (An Indirect Wholly-Owned Subsidiary of Deutsche Bank AG) Notes to Consolidated Statement of Fi…Read the full text as markdown