Full text of DEUTSCHE BANK SECURITIES INC.'s X-17A-5 filed 2026-03-02 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  # DEUTSCHE BANK SECURITIES INC. (An Indirect Wholly-Owned Subsidiary of Deutsche Bank AG) Consolidated Statement of Financial Condition December 31, 2025 (With Report of Independent Registered Public Accounting Firm Thereon) {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 > ANNUAL REPORTS FORM X-17A-5 | OMB Number: 3235-0123 | | |--------------------------|--| | Expires: Nov. 30, 2026 | | | Estimated average burden | | | hours per response: 12 | | | | | | CCP PH P RH 13 805 Pro | | OMB APPROVAL PART III | SEC FILE NUMBER | | |-----------------|--| | 8-17822 | | | | | FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 MM/DD/YY FILING FOR THE PERIOD BEGINNING 01/01/25 12/31/25 AND ENDING MM/DD/YY A. REGISTRANT IDENTIFICATION # NAME OF FIRM: Deutsche Bank Securities Inc TYPE OF REGISTRANT (check all applicable boxes): · Broker-dealer Check here if respondent is also an OTC derivatives dealer [ Security-based swap dealer @ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 1 Columbus Circle | | (No. and Street) | | |----------|------------------|------------| | New York | NY | 10019 | | (City) | (State) | (Zip Code) | PERSON TO CONTACT WITH REGARD TO THIS FILING | Tiberio Massaro | | tiberio.massaro@db.com | | |-----------------|--------------------------------|------------------------|--| | (Name) | (Area Code - Telephone Number) | (Email Address) | | ### B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* # Ernst & Young LLP | New York | NY | 10001 | |-----------------------|--------|--------------------------------------------| | | | | | | (State | (Zip Code) | | | | | | | | (PCAOB Registration Number, if applicable) | | FOR OFFICIAL USE ONLY | | | | | | 42 | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {2}------------------------------------------------ ###…Read the full text as markdown