Full text of DEUTSCHE BANK SECURITIES INC.'s X-17A-5 filed 2022-03-01 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  # DEUTSCHE BANK SECURITIES INC. (An Indirect Wholly-Owned Subsidiary of Deutsche Bank AG) Consolidated Statement of Financial Condition December 31, 2021 (With Report of Independent Registered Public Accounting Firm Thereon) {1}------------------------------------------------ | UNITED STATES | |-----------------------------------| | ECURITIES AND EXCHANGE COMMISSION | | Washington, D.C. 20549 | | 8-17822 | | |---------|--| | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|------------|------------------------|--------------------------------------------|--|--| | FILING FOR THE PERIOD BEGINNING | 01/01/2021 | AND ENDING | | 12/31/2021 | | | | | MM/DD/YY | | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME OF FIRM: | Deutsche Bank Securities Inc. | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>& Broker-dealer Security-based swap dealer Major security-based swap participant<br>Check here if respondent is also an OTC derivatives dealer | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.)<br>I Columbus Circle | | | | | | | | | (No. and Street) | | | | | | | New York | | NY | | 10019 | | | | (Oty) | | (State) | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Tiberio Massaro | 212-250-0653 | | tiberio massaro@cb.com | | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing *.<br>Ernst & Young LLP | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | 5 Times Square | New York | NY | | 10036 | | | | (Address) | (City) | | (State) | (Zip Code) | | | | (Date of Registration with PCAOB)(if applicable) | | | | (PCAOB Registration Number, if applicable) | | | | | COD OCEICIAL HEC ONLY | | | | | | {2}------------------------------------------------ | | Signature: Tiberio Massaro Massaro Mussa | Digitally signed by Ticeria<br>Date: 2022.03.01 16:50:10-05/06/ | Signature: Anthony | Stucchio…Read the full text as markdown