Full text of V. M. MANNING & CO., INC.'s X-17A-5 filed 2019-04-29 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITEDSTATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: August 31, 2020 Estimated average burden hours per response ... . .. 12.00 **8-** 08680 SEC FILE NUMBER # **ANNUAL AUDITED REPORT FORM X-17 A-5 PART Ill** **FACING PAG E** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | | REPORT FOR THE PERIOD BEGINNING Q 1 fO 1118<br>AND ENDING 12/31 /1 | | -----------<br>8 | |--------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------|-----------------------|--------------------------------| | | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | AME OF BROKER-DEALER: | V.M. Manning & Co., Inc. | | OFFICIAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM I.D. NO. | | 211 E Eashington St. Suite B | | | | | | (No. and Street) | | | | Greenville | SC | | 29601-2835 | | (City) | (State) | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT I<br>Nelson Battle Arrington, III | | REGARD TO THIS REPORT | (864) 232-9576 | | | | | (Area Code - Telephone Number) | | | B. ACCOUNT ANT IDENTIFICATION | | | | lNDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report*<br>Thayer O'Neal Company, LLC | | | | | | (Name - if individual. state last. first. middle name) | | | | 101 Parklane Blvd., Suite 201 | Sugar Land | TX | 77478 | | (Address) | (City) | (State) | (Zip Code) | | CHECK ONE: | | | | | I<br>✓<br>Certified Public Accountant | | | | | Publi c Accountant | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17 a-5 (e)(2)* > **Potential persons who are to respond to the collection of information contained** in **this form are not required to respond unless the form displays a currently valid 0MB control number.** SEC 1410 (11-05) {1}------------------------------------------------ #### **OATH OR AFFIRMATION** I, \_\_\_\_\_ N\_e\_ls\_o\_n\_B\_a\_tt…Read the full text as markdown