Full text of V. M. MANNING & CO., INC.'s X-17A-5 filed 2023-02-17 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ## ANNUAL REPORTS FORM X-17A-5 PART III ## SEC FILE NUMBER 8-08680 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 AND ENDING 12/31/22 filing for the period beginning 01/01/22 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION # NAME OF FIRM: V.M. Manning & Co., Inc. TYPE OF REGISTRANT (check all applicable boxes): ■ Broker-dealer [ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ## 211 E. Washington Street, Suite B | | (No. and Street) | | | |--------------------------------------------------------------------------------------------------|------------------------------------------------------------|-------------------------------|------------| | Greenville | SC | | 29601 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Nelson B. Arrington III 864.232.9576 | | nelsonarrington@vmmanning.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. Accountant IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Tuttle & Bond, PLLC | | | | | | (Name - if individual, state last, first, and middle name) | | | | 2954 Goehmann Lane | Fredericksburg | TX | 78624 | | (Address) | (City) | (State) | (Zip Code) | | 03/19/2019 | 6543 | | | | (Date of Registration with PCAOB)(if applicable) | (PCAOB Registration Number, if applicable) | | | | | FOR OFFICIAL USE ONLY | | | | | | | | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION | Nelson B. Arrington, III | , swear (or affirm) that, to the best of my knowledge and belief, the | |-------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------|…Read the full text as markdown