Full text of V. M. MANNING & CO., INC.'s X-17A-5 filed 2020-02-24 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | rut1M x.-1 t A•::> | | |--------------------|--| | PART Ill | | | SEC FILE NUMBER | | | | |-----------------|--|--|--| | | | | | | | | | | 8-08680 **FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | AND ENDING_1_2_/3_1_/2_0_1_9<br>(Zip Code)<br>NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | ___<br>_<br>MM/DD/YY<br>OFFICIAL USE ONLY<br>FIRM I.D. NO.<br>29601<br>(864) 232-9576<br>(Area Code - Telephone Numbe r) | |-----------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | TX | 76633 | | (State) | (Zip Code) | | | | | | | | | | | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report*<br>(Name - if individual, state last, first, middle name) | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 2-10. 17a-5(e)(2)* SEC 1410 (11-05) **Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ of uecember ;:11 2019 are true and correct. I further swear (or affirm) that neither the company nor any partner, proprietor, principal officer or director has any proprietary interest in any account classified solely as that of a customer, except as follows: | | ' ,_ -: ·•--<br>President | |-----------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------| | | -<br>Title<br>-<br>-<br>·-<br>-:- --<br>-<br>:<br>~ "'<br>-<br>: | | | .I _,<br>,,,<br>, | | This report** contains (check all applicable boxes): | | | 0 (a) Facing Page. | | | 0 (b) Statement of Financial Condition. | | | | [Z] (c) Statement oflncome (L…Read the full text as markdown