Full text of MONROE FINANCIAL PARTNERS, INC.'s X-17A-5 filed 2021-02-25 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **MONROE FINANCIAL PARTNERS, INC.** Statements of Financial Condition December 31, 2020 and 2019 {1}------------------------------------------------ **UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION OMB Number: 3235-0123 Washington. D.C. 20549 Expires: October 31, 2023** **Estimated average burden** **ANNUAL AUDITED REPORT hours per response….12.00** SEC FILE NUMBER **8-14045** # **FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** REPORT FOR THE PERIOD BEGINNING **01/01/20** AND ENDING **12/31/20** **FORM X-17A-5 PART III** #### **A. REGISTRANT IDENTIFICATION** \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ NAME OF BROKER-DEALER: **Monroe Financial Partners, Inc.** ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) OFFICIAL USE ONLY **100 N. Riverside Plaza, Suite 1620** FIRM I.D. NO. (No and Street) **Chicago IL 60606** (City) (State) (Zip Code) NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT **Craig Carlino (312) 327-2530** #### (Area Code — Telephone Number) #### **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report\* #### **Flaherty Salmin LLP** (Name — *if individual, state last, first, middle name)* | 2300 Buffalo Road, Building 200 | Rochester | NY | 14624 | | |---------------------------------|-----------|---------|------------|--| | (Address) | (City) | (State) | (Zip Code) | | #### **CHECK ONE:** [ **X** ] Certified Public Accountant [ ] Public Accountant [ ] Accountant not resident in United States or any of its possessions. #### **FOR OFFICIAL USE ONLY** *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e)(2)* **Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.** SEC 1410 (11-05) {2}-----------------------------------------…Read the full text as markdown