Full text of MONROE FINANCIAL PARTNERS, INC.'s X-17A-5 filed 2024-02-28 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### MONROE FINANCIAL PARTNERS, INC. Statements of Financial Condition December 31, 2023 and 2022 {1}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 sec file number 8-14045 # ANNUAL REPORTS FORM X-17A-5 PART III FACING PAGE AND ENDING\_12/31/2023 filing for the period beginning 01/01/2023 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION # NAME OF FIRM: Monroe Financial Partners, Inc. TYPE OF REGISTRANT (check all applicable boxes): ■ Broker-dealer □ Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 205 W. Wacker Dr. Suite 1950 | (No. and Street) | | | | | | | | |--------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------|--------------------------------------------|--|--|--|--| | Chicago | | | റോറോ | | | | | | (City) | (State) | | (Zip Code) | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | Craig Carlino | 312-327-2530 | | ccarlino@monroefp.com | | | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | | | B. Accountant Identification | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Flaherty Salmin LLP | (Name - if individual, state last, first, and middle name) | | | | | | | | 2300 Buffalo Road, Bldg. 200 | Rochester | NY | 14624 | | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | | 09/22/2009 | | 3623 | | | | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {2}------------------------------------------------ #### OATH OR AFFIRMATION | Craig Carlino | .…Read the full text as markdown