Full text of MONROE FINANCIAL PARTNERS, INC.'s X-17A-5 filed 2022-02-28 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **MONROE FINANCIAL PARTNERS, INC.** Statements of Financial Condition December 31, 2021 and 2020 {1}------------------------------------------------ # **UNITED STATES SECURITIES AND EXCHANGE COMMISSION** **Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-5 PART III** OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-14045 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | 01/01/2021<br>12/31/2021<br>FILING FOR THE PERIOD BEGINNING _____________________ AND ENDING ______________________ | | | | | | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------|---------------------------------------|--------------------------------------------|--|--| | | MM/DD/YY | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | Monroe Financial Partners, Inc.<br>NAME OF FIRM: _______________________________________________________________________ | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>☐<br>☐<br>Broker-dealer<br>☐ Check here if respondent is also an OTC derivatives dealer | ☐<br>Security-based swap dealer | Major security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 100 N Riverside Plaza Suite 1620<br>_____________________________________________________________________________________ | | | | | | | | (No. and Street) | | | | | | Chicago<br>_____________________________________________________________________________________ | IL | | 60606 | | | | (City) | (State) | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Craig Carlino<br>______________________________________________________ccarlino@monroefp.com__________ | 312.327.2530 | | | | | | (Name) | (Area Code – Telephone Number) | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | Flaherty Salmin LLP<br>_____________________________________________________________________________________<br>(Name – if individual, state last, first, and middle name) | | | | | | | 2300 Buffalo Road, Bldg. 200<br>Rochester | | NY | 14624 | | | |…Read the full text as markdown