NOMURA SECURITIES INTERNATIONAL, INC. X-17A-5 (2017-05-30) — Broker-dealer annual report

Full text of NOMURA SECURITIES INTERNATIONAL, INC.'s X-17A-5 filed 2017-05-30 (period 2017-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: NOMURA SECURITIES INTERNATIONAL, INC.
• Form: X-17A-5
• Filed: 2017-05-30
• Period: 2017-03-31
• Accession: 0000072267-17-000005
• CIK: 72267
• File #: 8-15255
• Material weakness: No
• Auditor: Ernst & Young LLP
• Auditor location: New York, NY
• Contact: Christy Schaffner
• Phone: 212-667-8903
• Signed by: David Moser and Chris Vickery (Managing Director)

Document text (excerpt)

X-17A-5 0000072267 XXXXXXXX LIVE false false false 04-01-2016 03-31-2017 Broker-dealer N NOMURA SECURITIES INTERNATIONAL, INC. WORLDWIDE PLAZA, 309 WEST 49TH STREET NEW YORK NY 10019 Christy Schaffner 212-667-8903 Ernst & Young LLP 5 Times Square New York NY 10036-6530 Certified Public Accountant David Moser and Chris Vickery NOMURA SECURITIES INTERNATIONAL, INC. 03-31-2017 David Moser Managing Director Y

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Original filing on SEC EDGAR (source of record)