Full text of NOMURA SECURITIES INTERNATIONAL, INC.'s X-17A-5 filed 2025-05-30 (period 2025-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### CONSOLIDATED STATEMENT OF FINANCIAL CONDITION Nomura Securities International, Inc. (A subsidiary of Nomura Holding America Inc.) March 31, 2025 With Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # ANNUAL REPORTS FORM X-17A-5 PART III sec file number 8-15255 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 03/31/25 04/01/24 FILING FOR THE PERIOD BEGINNING AND ENDING MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION Nomura Securities International, Inc. NAME OF FIRM: TYPE OF REGISTRANT (check all applicable boxes): □ Broker-dealer ത □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) Worldwide Plaza, 309 West 49th Street (No. and Street) New York New York 10019 (Zip Code) (City) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING Christy Schaffner (212) 667-8903 christy.schaffner@nomura.com (Name) (Area Code - Telephone Number) (Email Address) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Ernst & Young LLP (Name – if individual, state last, first, and middle name) 1 Manhattan West 10001 New York NY (Address) (City) (State) (Zip Code) 10/20/2003 42 (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {2}------------------------------------------------ #### OATH OR AFFIRMATION We, Eugene Chiulli and William Hughes, swear (or affirm) that, to the best of our knowledge and belief the financial report pertaining to the firm of Nomura Securities International, Inc., (the "Company") as of March 31, 2025, is true and correct. We further swear (or affirm) that neither the Company nor any partn…Read the full text as markdown