Full text of NOMURA SECURITIES INTERNATIONAL, INC.'s X-17A-5 filed 2026-05-29 (period 2026-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ <sup>C</sup> O N S O L I D A T E D S T A T E M E N T O F F I N A N C I A L <sup>C</sup> O N D I T I O N Nomura Securities International, Inc. (A subsidiary of Nomura Holding America Inc.) March 31, 2026 With Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | |-----------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------|------------|-----------------|--------------------------------------------| | | 04/01/25 | AND ENDING | 03/31/26 | | | FILING FOR THE PERIOD BEGINNING | MM/DD/YY | | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: Nomura Securities International, Inc. | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br> Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | Worldwide Plaza, 309 West 49th Street | | | | | | | (No. and Street) | | | | | New York | New York | | 10019 | | | (City) | (State) | | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Christy Schaffner | (212) 667 8903 | | | christy.schaffner@nomura.com | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Ernst & Young LLP | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 1 Manhattan West | New York | | NY | 10001 | | (Address) | (City) | | (State) | (Zip Code) | | 10/20/2003 | | 42 | | | | (Date of Registration with PCAOB)(if applicable) | | | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | | {2}------------------------------------------------ - - - - - - - - - - - - - - - - - - - - - - - {3}------------------------------------------------ {4}------------------------------------------------ ### Nomura Securities International, Inc. ## Consolidated Statement of Financial Condition March 31, 2026 ### Contents | Report of Independent Registered Public Accounting Firm 1 | | |-----------------------…Read the full text as markdown