Full text of Fifth Third Securities, Inc.'s X-17A-5 filed 2021-02-26 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # Fifth Third Securities, Inc. (A Wholly-Owned Subsidiary of Fifth Third Bank, National Association) Financial Statement, Notes to Financial Statement as of and for the Year Ended December 31, 2020 and Report of Independent Registered Public Accounting Firm This report is deemed PUBLIC in accordance with Rule 17a-5(e)(3) under the Securities Exchange Act of 1934. {1}------------------------------------------------ #### **UNITEDSTATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** #### 0MB APPROVAL 0MB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hours **r res nse ......** 12.00 B-02428 **SEC FILE NUMBER** # **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING O 1/01/2020 | AND ENDIN | |---------------------------------------------|-----------| | | | **MM/DD/YY** # **A. REGISTRANT IDENTIFICATION** NAME OF BROKER-DEALER: Fifth Third Securities, Inc. ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) 38 Fountain Square Plaza | (No. and Street) | | | |------------------|---------|------------| | Cincinnati | OH | 45263 | | (City) | (State) | (Zip Code) | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO nns REPORT **Christopher Stratmoen 513-534-3170** **(Area Code - Telephone Number)** # **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report\* Deloitte & Touche, LLP. | (Name - if individual, state last. first, middle name) | | | | |--------------------------------------------------------|------------|---------|------------| | 250 East 5th Street | Cincinnati | OH | 45202 | | (Address) | (City) | (State) | (Zip Code) | | | | | | **CHECK ONE:** ! ./ I Certified Public Accountant Public Accountant B Accountant not resident in United States or any of its possessions. ## **FOR OFFICIAL USE ONLY** *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17 a-5 (e)(2)* > **Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB co…Read the full text as markdown