Full text of Fifth Third Securities, Inc.'s X-17A-5 filed 2022-02-28 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # Fifth Third Securities, Inc. (A Wholly-Owned Subsidiary of Fifth Third Bank, National Association) Statement of Financial Condition and Notes to Statement of Financial Condition as of and for the Year Ended December 31, 2021 and Report of Independent Registered Public Accounting Firm This report is deemed PUBLIC in accordance with Rule 17a-5(e)(3) under the Securities Exchange Act of 1934. {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 # ANNUAL REPORTS FORM X-17A-S PART Ill | SEC FILE NUMBER | |-----------------| | 8-02428 | | | FACING **PAGE** Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING **01/01/2021** AND ENDING **12/31/2021** MM/00/YY MM/DD/VY **A. REGISTRANT IDENTIFICATION** # NAME oF FIRM: Fifth Third Securities, Inc. TYPE OF REGISTRANT {check all applicable boxes): Iii Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 38 Fountain Square Plaza | | (No. and Street) | | | |------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------|--------------------------------------------| | Cincinnati | OH | | 45263 | | (City} | (State) | | (Zip Code} | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Christopher Stratmoen (513) 534-3170 | | | christopher.stratmoen@53.com | | (Name) | (Area Code - Telephone Number) | (Email Address} | | | | B. ACCOUNTANT IDENTIFICATION | | | | Deloitte & Touche, LLP. | (Name - if individual, state last, first, and middle name) | | | | 50 W 5th Street, Suite 200 | Cincinnati | OH | 45202 | | (Address) | (City) | (State) | (Zip Code) | | 10/20/2003 | | 34 | | | rte of<br>Reg;,tratloo with PCAOB)(lf appl<able) | | | (PCAOB Reg;,t,at;o" N,mbec, ;f appU~ble) I | | | FOR OFFICIAL USE ONLY | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | accountant must be supported by a statement of facts and circumstances relied on as the…Read the full text as markdown