Full text of Fifth Third Securities, Inc.'s X-17A-5 filed 2025-02-24 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # Fifth Third Securities, Inc. (A Wholly-Owned Subsidiary of Fifth Third Bank, National Association) Statement of Financial Condition and Notes to Statement of Financial Condition as of December 31, 2024 and Report of Independent Registered Public Accounting Firm This report is deemed PUBLIC in accordance with Rule 17a-5(e)(3) under the Securities Exchange Act of 1934. {1}------------------------------------------------ | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | OMB APPROVAL<br>OMB Number: 3235-0123<br>Expires: Nov. 30, 2026<br>Estimated average burden<br>hours per response: 12 | | |---------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------|--------------------------------------------| | ANNUAL REPORTS | | | SEC FILE NUMBER | | | FORM X-17A-5 | | 08-02428 | | | PART III | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934<br>AND ENDING 12/31/2024 | | | | | FILING FOR THE PERIOD BEGINNING 01/01/2024 | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF FIRM: Fifth Third Securities, Inc. | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer<br>L Check here if respondent is also an OTC derivatives dealer | ് Security-based swap dealer | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 38 Fountain Square Plaza | | | | | | (No. and Street) | | | | Cincinnati | OH | | 45263 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Christopher Stratmoen (513) 534-3170<br>christopher.stratmoen@53.com | | | | | (Name)<br>(Area Code - Telephone Number)<br>(Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Deloitte & Touche, LLP. | | | | | | (Name - if individual, state last, first, and middle name) | | | | 50 W 5th Street, Suite 200 Cincinnati | | OH | 45202 | | (Address)<br>10/20/2003 | (City) | (State)<br>34 | (Zip Code) | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | * Clai…Read the full text as markdown