Full text of AMERICAN TRUST INVESTMENT SERVICES, INC.'s X-17A-5 filed 2022-03-31 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ American Trust Investment Services, Inc. Financial Statements and Supplementary Information and Report of Independent Registered Public Accounting Firm Year Ended December 31, 2021 > Filed as **CONFIDENTIAL** Information Pursuant to Rule 17a-S(e)(3) under the Securities Exchange Act of 1934 {1}------------------------------------------------ | MARCH 24, 2009<br>(Date of Registration with PCAOB)(If applicable) | | | 3429 | | (PCAOB Registration Number, if applicable) | | |-----------------------------------------------------------------------------------------------------------------------------------|--------------|------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------|-----------------|--------------------------------------------|--| | | | | | | | | | | | | | | | | | 209 W JACKSON BLVD STE 404<br>(Address) | | CHICAGO<br>(City) | (State) | ILLINOIS | 60806<br>(Zip Cade) | | | | | (Name - if individual, state last, first, and middle name) | | | | | | BRADFORD R DOOLEY & ASSOCIATES | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing * | | | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | (Name) | | (Area Code - Telephone Number) | | (Email Address) | | | | MICHAEL GRADY | | 630-435-9128 | | | m.grady@amtruinvest.com | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | (City) | | (State) | | | (Zip Code) | | | WHITNG | | | INDIANA | | 46394 | | | | | (No. and Street) | | | | | | 1244 119th STREET | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>& Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer | | | J Security-based swap dealer Major security-based swap participant | | | | | NAME OF FIRM: AMERICAN TRUST INVESTMENT SERVICES INC | | | | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | MM/DD/YY | | | MM/DD/YY | | | FILING FOR THE PERIOD BEGINNING | | 01/01/2021 | AND ENDING | | 12/31/2021 | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | FACING PAGE | | | | | | | | PART III | | | | | | | FORM X-17A-5 | | | 8-14394 | | | | | | ANNUAL REPORTS | | SEC FILE NUMBER | | | | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washin…Read the full text as markdown