Full text of AMERICAN TRUST INVESTMENT SERVICES, INC.'s X-17A-5/A filed 2026-03-30 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | OMB APPROVAL<br>OMB Number: 3235-0123 | | |---------------------------------------|--| | Expires: Nov. 30, 2026 | | | Estimated average burden | | | hours per response: 12 | | 8-14394 ANNUAL REPORTS FORM X-17A-5 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 01/01/2025 AND ENDING 12/31/2025 MM/DD/YY MM/DD/Y A. REGISTRANT IDENTIFICATION NAME OF FIRM: AMERICAN TRUST INVESTMENT SERVICES INC TYPE OF REGISTRANT (check all applicable boxes): Broker-dealer Security-based swap dealer Major security-based swap participant Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use <sup>a</sup> P.O. box no.) # 910 S El Camino Real, Suite 200 | | (No. and Street) | | |----------------------------------------------|------------------------------|-------------------------| | San Clemente | CA | 92672 | | (City) | (State) | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | lan Lippy | 949-524-2742 | i.lippy@amtruinvest.com | | (Name) | (Area Code-Telephone Number) | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* # LMHS, P.С. | | (Name- if individual, state last, first, and middle name) | | | |--------------------------------------------------|-----------------------------------------------------------|---------|--------------------------------------------| | 80 Washington Street, Building S | Norwell | MA | 02061 | | (Address) | (City) | (State) | (Zip Code) | | 2/24/2009 | | 3373 | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by <sup>a</sup> statement of facts and circumstances relied on as the basis of the exemption. See 17 CR 240.17a-5tej(1{), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond uniess the form displays a currently valid OMB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION I. lan Lippy swear (or af…Read the full text as markdown