Full text of AMERICAN TRUST INVESTMENT SERVICES, INC.'s X-17A-5 filed 2023-03-31 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### CONSOLIDATED STATEMENT OF FINANCIAL CONDITION AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM DECEMBER 31, 2022 {1}------------------------------------------------ #### STATEMENT OF FINANCIAL CONDITION AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM #### DECEMBER 31, 2022 #### C O N T E N T S | AMERICAN TRUST INVESTMENT SERVICES, INC | | |-------------------------------------------------------------------------------------------------|------| | STATEMENT OF FINANCIAL CONDITION AND<br>REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | | | DECEMBER 31, 2022 | | | C O N T E N T S | | | | Page | | Facing Page | 1 | | Oath or Affirmation | 2 | | Report of Independent Registered Public Accounting Firm on<br>Statement of Financial Condition | 3 | | Statement of Financial Condition | 4 | | Notes to Statement of Financial Condition | 5-10 | | | | | | | {2}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-14394 #### ANNUAL REPORTS FORM X-17A-5 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING 01/01/2022 | | | |--------------------------------------------|----------|----------| | | MM/DD/YY | MM/DD/YY | A. REGISTRANT IDENTIFICATION ## NAME OF FIRM: AMERICAN TRUST INVESTMENT SERVICES INC TYPE OF REGISTRANT (check all applicable boxes): @ Broker-dealer | | O Security-based swap dealer | | | Major security-based swap participant Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ### 1244 119TH STREET | (No. and Street) | | | |----------------------------------------------------------------------------------------------------------|------------------------------|----------------------------------------------------------------------------| | INDIANA | | 46394 | | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | MICHAEL GRADY 630-435-9128 | | m.grady@amtruinvest.com | | (Area Code - Telephone Number) | (Email Address) | | | | | | | | | | | JESSER, RAVID, JASON, BASSO AND FARBER, LLP | | | | (Name - If individual, state last, first, and middle name)<br>CHICAGO<br>150 N. WACKER…Read the full text as markdown