PFLUEGER & BAERWALD INC. X-17A-5 (2016-05-17) — Broker-dealer annual report

Full text of PFLUEGER & BAERWALD INC.'s X-17A-5 filed 2016-05-17 (period 2016-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: PFLUEGER & BAERWALD INC.
• Form: X-17A-5
• Filed: 2016-05-17
• Period: 2016-03-31
• Accession: 0000078017-16-000004
• CIK: 78017
• File #: 8-17615
• Material weakness: No
• Auditor: Breard & Associates, Inc.
• Auditor location: Northridge, CA
• Contact: Patricia M. Neys
• Phone: 415-421-4171
• Signed by: Joseph Ruby (Senior Vice President)

Document text (excerpt)

X-17A-5 0000078017 XXXXXXXX LIVE true false false 04-01-2015 03-31-2016 Broker-dealer N PFLUEGER & BAERWALD INC. 220 SANSOME STREET SUITE 1090 SAN FRANCISCO CA 94104-2725 Patricia M. Neys 415-421-4171 Breard & Associates, Inc. 9221 Corbin Avenue Suite 170 Northridge CA 91324 Certified Public Accountant Joseph Ruby PFLUEGER & BAERWALD INC. 03-31-2016 Joseph Ruby Senior Vice President Y

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Other filings by this registrant

• X-17A-5 — 2021-06-16
• X-17A-5 — 2020-05-29
• X-17A-5 — 2019-05-17
• X-17A-5 — 2018-05-10
• X-17A-5 — 2017-05-09
• X-17A-5/A — 2016-05-25
• X-17A-5 — 2015-05-08
• X-17A-5 — 2014-05-14
• X-17A-5 — 2013-06-27
• X-17A-5 — 2012-05-25
• X-17A-5 — 2011-06-07
• X-17A-5 — 2010-06-01

Original filing on SEC EDGAR (source of record)