Full text of PFLUEGER & BAERWALD INC.'s X-17A-5/A filed 2016-05-25 (period 2016-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
X-17A-5/A 0000078017 XXXXXXXX LIVE true false false 04-01-2015 03-31-2016 Broker-dealer N Filing of Exemption Report and Independent Public Accountant's Review of the Exemption Report to replace previously filed Compliance Report and Independent Public Accountant's Examination of the Compliance Report. Revised Schedule II and Revised Schedule III PFLUEGER & BAERWALD INC. 220 SANSOME STREET SUITE 1090 SAN FRANCISCO CA 94104-2725 Patricia M. Neys 415-421-4171 Breard & Associates, Inc. 9221 Corbin Avenue Suite 170 Northridge CA 91324 Certified Public Accountant Joseph Ruby PFLUEGER & BAERWALD INC. 03-31-2016 Joseph Ruby Senior Vice President Y
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