Full text of AMERICAN CENTURY INVESTMENT SERVICES INC's X-17A-5 filed 2020-02-25 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: August 31, 2020 Estimated average burden hours per response . . 12.00 ANNUAL AUDITED REPORT FORM X-17A-5 PART III SEC FILE NUMBER FACING PAGE 8-35220 Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder REPORT FOR THE PERIOD BEGINNING 01/01/19 AND ENDING 12/31/19 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF BROKER—DEALER: American Century Investment Services, Inc. ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) OFFICIAL USE ONLY FIRM ID. NO. 4500 Main Street (No. and Street) Kansas City Missouri 64111 (City) (State) (Zip Code) NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT Cheryl Redline (816) 340-4670 (Area Code - Telephone No.) Financial Operations Principal B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* PricewaterhouseCoopers LLP (Name - if individual, state last, first, middle name) 1100 Walnut Street, Suite 1300 Kansas City Missouri 64106 (Address) (City) (State) (Zip Code) CHECK ONE: X Certified Public Accountant Public Accountant Accountant not resident in United States or any of its possessions. FOR OFFICIAL USE ONLY *Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See section 240.17a-5(e)(2). American Century Investment Services, Inc. Table of contents Page This report contains (check all applicable boxes): (x) (a) Facing Page (x) Report of Independent Registered Public Accounting Firm 1 -2 (x) (b) Statement of Financial Condition 3 ( ) (c) Statement of Operations ( ) (d) Statement of Changes in Stockholder’s Equity ( ) (e) Statement of Cash Flows ( ) (f) Statement of Changes in Liabilities Subordinated to Claims of General Creditors (Not Applicable) (x) Notes to Financial Statements 4 -9 ( ) (g) Computation of Net Capital for Brokers and Dealers Pursuant to Rule 15c3-1 under the Securities Exchange Act of 1934 ( ) (h) Computation for Determination of Reserve Requirements for Brokers and Dealers Pursuant to Rule 15c3-3 under the Securities Exchange Act of 1934 ( ) (i) Information Relating to the Possession or Control Requirements for Brokers and Dealers Pursuant to Rule 15…
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