Full text of American Century Investment Services, Inc.'s X-17A-5 filed 2024-02-27 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 ANNUAL REPORTS FORM X-17A-5 PART III SEC FILE NUMBER 8-35220 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 01/01/23 AND ENDING 12/31/2023 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: American Century Investment Services, Inc. TYPE OF REGISTRANT (check all applicable boxes): ☑ Broker-dealer ☐ Security-based swap dealer ☐ Major security-based swap participant ☐ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 4500 Main Street (No. and Street) Kansas City Missouri 64111 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Cheryl Redline (816)340-4670 Cheryl_Redline@americancentury.com ( Name) (Area Code – Telephone Number) (Email Address) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* FORVIS, LLP (Name – if individual, state last, first, and middle name) 1201 Walnut Street, Ste 1700 Kansas City Missouri 64106 (Address) (City) (State) (Zip Code) 10/16/2003 686 (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) FOR OFFICIAL USE ONLY * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. American Century Investment Services, Inc. Table of contents Page This report contains (check all applicable boxes): (x) Facing Page (x) Report of Independent Registered Public Accounting Firm 1 (x) (a) Statement of Financial Condition 2 ( ) (c) Statement of Operations ( ) (e) Statement of Changes in Stockholder’s Equity ( ) (d) Statement of Cash Flows ( ) (f) Statement of Changes in Liabilities Subordinated to Claims of General Creditors (Not Applicable) (x) (g) Notes to Financial Statements 3 -8 ( ) (h) Computation of Net Capital for Brokers and Dealers Pursuant to Rule 15c3-1 under the Securities Exchange…
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