Full text of American Century Investment Services, Inc's X-17A-5 filed 2022-02-24 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 ANNUAL REPORTS FORM X-17A-5 PART III SEC FILE NUMBER 8-35220 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 01/01/21 AND ENDING 12/31/2021 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: American Century Investment Services, Inc. TYPE OF REGISTRANT (check all applicable boxes): ☑ Broker-dealer ☐ Security-based swap dealer ☐ Major security-based swap participant ☐ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 4500 Main Street (No. and Street) Kansas City Missouri 64111 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Cheryl Redline (816)340-4670 Cheryl_Redline@americancentury.com ( Name) (Area Code – Telephone Number) (Email Address) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* PricewaterhouseCoopers LLP (Name – if individual, state last, first, and middle name) 1100 Walnut Street, Suite 1300 Kansas City Missouri 64106 (Address) (City) (State) (Zip Code) 10/20/2003 238 (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) FOR OFFICIAL USE ONLY * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. American Century Investment Services, Inc. Table of contents Page This report contains (check all applicable boxes): (x) (a) Facing Page (x) Report of Independent Registered Public Accounting Firm 1 (x) (b) Statement of Financial Condition 2 ( ) (c) Statement of Operations ( ) (d) Statement of Changes in Stockholder’s Equity ( ) (e) Statement of Cash Flows ( ) (f) Statement of Changes in Liabilities Subordinated to Claims of General Creditors (Not Applicable) (x) Notes to Financial Statements 3 -9 ( ) (g) Computation of Net Capital for Brokers and Dealers Pursuant to Rule 15c3-1 under the Se…
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