ROOSEVELT & CROSS, INCORPORATED X-17A-5 (2020-02-25) — Broker-dealer annual report

Full text of ROOSEVELT & CROSS, INCORPORATED's X-17A-5 filed 2020-02-25 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: ROOSEVELT & CROSS, INCORPORATED
• Form: X-17A-5
• Filed: 2020-02-25
• Period: 2019-12-31
• Accession: 0000084935-20-000004
• CIK: 84935
• File #: 8-19363
• Material weakness: No
• Auditor: WithumSmith Brown PC
• Auditor location: New York, NY
• Contact: David Gilman
• Phone: 212-504-9360
• Signed by: David Gilman (CFO)

Document text (excerpt)

X-17A-5 0000084935 XXXXXXXX LIVE true false false 01-01-2019 12-31-2019 Broker-dealer N ROOSEVELT & CROSS, INCORPORATED ONE EXCHANGE PLAZA 55 BROADWAY NEW YORK NY 10006 David Gilman 212-504-9360 WithumSmith Brown PC 1411 Broadway, 23rd Fl New York NY 10018 Certified Public Accountant David Gilman ROOSEVELT & CROSS, INCORPORATED 12-31-2019 David Gilman CFO Y

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Original filing on SEC EDGAR (source of record)