Full text of ROOSEVELT & CROSS, INCORPORATED's X-17A-5 filed 2026-03-02 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # ROOSEVELT & CROSS, INCORPORATED FINANCIAL STATEMENTS AND SUPPLEMENTAL INFORMATION DECEMBER 31, 2025 {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 > ANNUAL REPORTS FORM X-17A-5 PART III OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30. 2026 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8-19363 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 filing for the period beginning 01/01/2025 MM/DD/YY \_\_\_ AND ENDING 12/31/2025 MM/DD/YY A. REGISTRANT IDENTIFICATION ## NAME OF FIRM: Roosevelt & Cross, Incorporated TYPE OF REGISTRANT (check all applicable boxes): = Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | One Exchange Plaza / 55 Broadway, 22nd floor | | | |----------------------------------------------|--|--| |----------------------------------------------|--|--| | (No. and Street) | | |----------------------------------------------|----------------------------------------| | NY | 10006 | | (State) | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | 516. 393.5618 | Daniel. Sakol@jrsfinancialservices.com | | (Area Code - Telephone Number) | (Email Address) | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* ## Withum Smith+Brown | | (Name - if individual, state last, first, and middle name) | | | |--------------------------------------------------|------------------------------------------------------------|---------|--------------------------------------------| | 1411 Broadway, 23rd floor | New York | | 10018 | | (Address) | (City) | (State) | (Zip Code) | | 10-08-2003 | | 100 | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | | | | | | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {2}--------------------…Read the full text as markdown