Full text of ROOSEVELT & CROSS, INCORPORATED's X-17A-5 filed 2025-03-20 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **ROOSEVELT & CROSS, INCORPORATED** **FINANCIAL STATEMENTS AND SUPPLEMENTARY INFORMATION** **DECEMBER 31, 2024** {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | OMB APPROVAL | |--------------------------| | OMB Number: 3235-0123 | | Expires: Nov. 30, 2026 | | Estimated average burden | | hours per response: 12 | # ANNUAL REPORTS FORM X-17A-5 PART IШ | SEC FILE NUMBER | | |-----------------|--| | 8-19363 | | FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING01/01/2024 AND ENDING 12/31/2024 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: Roosevelt & Cross, Incorporated TYPE OF REGISTRANT (check all applicable boxes): Broker-dealer ☐ Security-based swap dealer Check here if respondent is also an OTC derivatives dealer Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use <sup>a</sup> P.O. box no.) | N<br>Y | 10006 | | | | | | |----------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--|--|--|--|--| | (State) | (Zip Code) | | | | | | | | | | | | | | | | Daniel.Sakol@jrsfinancialservices.com | | | | | | | | (Email Address) | | | | | | | | | | | | | | | Withum Smith+Brown<br>(Name - if individual, state last, first, and middle name) | | | | | | | | w York<br>N<br>e | 10018<br>N<br>Y | | | | | | | | | | | | | | | (City) | (State)<br>(Zip Code) | | | | | | | | 1<br>0<br>0 | | | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING<br>516. 393.5618<br>(Area Code - Telephone Number)<br>B. ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by <sup>a</sup> statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {2}--…Read the full text as markdown