Full text of Symetra Securities Inc.'s X-17A-5 filed 2022-02-23 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  {1}------------------------------------------------ # **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** **ANNUAL REPORTS FORM X-17 A-5 PART Ill** 0MB APPROVAL 0 MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-13470 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING _o_l_/O_l_/2_1 | _____ | AND ENDING _ | 1<br>2<br>_13<br>_1<br>_12<br>_1<br>_ | _____<br>_ | |--------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------------------------|---------------------------------------|------------| | | MWDDNY | | MWDDNY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM:<br>SYMETRA SECURITIES, INC. | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Qr Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | D Security-based swap dealer | D Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 777 108TH N.E. SUITE 1200 | | | | | | | (No. and Street) | | | | | BELLEVUE | WA | | 98004-5135 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | COLLEEN MURPHY | (425) 256-8189<br>COLLEEN.MURPHY@SYMETRA.COM | | | | | (Name) | (Area Code -Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing *<br>KPMG, LLP | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 1918 EIGHTH AVENUE, SUITE 2900 | SEATTLE | | WA | 98101 | | (Address) | (City) | | (State) | (Zip Code) | | 10/20/1993 | | | 185 | | | | | | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | FOR OFFICIAL USE ONLY | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently v…Read the full text as markdown