Symetra Securities Inc. X-17A-5 (2024-03-07) — Broker-dealer annual report

Full text of Symetra Securities Inc.'s X-17A-5 filed 2024-03-07 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ # STATEMENT OF FINANCIAL CONDITION Symetra Securities, Inc. Year Ended December 31, 2023 With Report of Independent Registered Public Accounting Firm ![](_page_0_Picture_2.jpeg) {1}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-13470 # ANNUAL REPORTS FORM X-17A-5 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | 01/01/23<br>FILING FOR THE PERIOD BEGINNING | 12/31/23<br>AND ENDING | | |--------------------------------------------------|------------------------|--| | MM/DD/YY | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | name of firm: SYMETRA SECURITIES, INC. | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | ■ Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 777 108TH N.E. SUITE 1200 | | (No. and Street) | | | | | | |----------------------------------------------|--------------------------------|----------------------------|--|--|--|--| | BELLEVUE | WA | 98004-5135 | | | | | | (City) | (State) | (Zip Code) | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | COLLEEN MURPHY | (425) 256-8189 | COLLEEN.MURPHY@SYMETRA.COM | | | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* # KPMG, LLP | (Name - if individual, state last, first, and middle name) | | | | | | | | | |------------------------------------------------------------|-----------------------|---------|--------------------------------------------|--|--|--|--|--| | 1918 EIGHTH AVENUE, SUITE 2900 | SEATTLE | WA | 98101 | | | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | | | 10/20/1993 | | 185 | | | | | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemp…

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