Full text of Symetra Securities Inc.'s X-17A-5 filed 2023-03-02 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  {1}------------------------------------------------ # **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART Ill** | SEC FILE NUMBER | | |-----------------|--| | 8-13470 | | **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | ----------<br>12131122<br>01101122<br>AND ENDING | | | ----------- | | | | | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------------------------------|--------------------------------------------------|---------|----------------------------|--|--|--|--| | | MM/DD/VY | | | MM/DD/VY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | | NAME OF FIRM: | SYMETRA SECURITIES, INC. | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>D Security-based swap dealer<br>D Major security-based swap participant<br>C!l Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | | 777 108TH N.E. SUITE 1200 | | | | | | | | | | | (No. and Street) | | | | | | | | | BELLEVUE | | WA | | 98004-5135 | | | | | | (City) | (State) | | | (Zip Code) | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | | COLLEEN MURPHY | (425) 256-8189 | | | COLLEEN.MURPHY@SYMETRA.COM | | | | | | (Name) | | (Area Code -Telephone Number)<br>(Email Address) | | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | | | KPMG, LLP | | | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | | 1918 EIGHTH AVENUE, SUITE 2900 | SEATTLE | | WA | 98101 | | | | | | (Address) | (City) | | (State) | (Zip Code) | | | | | | 10/20/1993 | | 185 | | | | | | | | | rte of Registcatioo with PCAOB )(if applicable)<br>(PCAOB Registcatioo N ,mbe,, if ap…Read the full text as markdown