STONEGATE CAPITAL MARKETS, INC. X-17A-5 (2020-02-28) — Broker-dealer annual report

Full text of STONEGATE CAPITAL MARKETS, INC.'s X-17A-5 filed 2020-02-28 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: STONEGATE CAPITAL MARKETS, INC.
• Form: X-17A-5
• Filed: 2020-02-28
• Period: 2019-12-31
• Accession: 0000094645-20-000002
• CIK: 94645
• File #: 8-17359
• Material weakness: No
• Auditor: McBee & Co. PC
• Auditor location: Dallas, TX
• Contact: Marco Rodriguez
• Phone: 214-987-4121
• Signed by: Marco Rodriguez (CFO)

Document text (excerpt)

X-17A-5 0000094645 XXXXXXXX LIVE true false false 01-01-2019 12-31-2019 Broker-dealer N STONEGATE CAPITAL MARKETS, INC. 8201 PRESTON ROAD SUITE 325 DALLAS TX 75225 Marco Rodriguez 214-987-4121 McBee & Co. PC 718 Paulus Dallas TX 75214 Certified Public Accountant Marco Rodriguez STONEGATE CAPITAL MARKETS, INC. 12-31-2019 Marco Rodriguez CFO Y

Read the full text as markdown

Other filings by this registrant

• X-17A-5 — 2026-03-02
• X-17A-5 — 2025-02-05
• X-17A-5 — 2024-02-02
• X-17A-5 — 2023-02-24
• X-17A-5 — 2022-02-25
• X-17A-5 — 2021-02-26
• X-17A-5 — 2019-03-01
• X-17A-5 — 2018-03-01
• X-17A-5 — 2017-07-19
• X-17A-5 — 2016-03-01
• X-17A-5 — 2015-03-02
• X-17A-5 — 2014-02-27

Original filing on SEC EDGAR (source of record)