Full text of STONEGATE CAPITAL MARKETS, INC.'s X-17A-5 filed 2025-02-05 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ OMB APPROVAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington,D.C. <sup>20549</sup> > **ANNUAL REPORTS FORM X-17A-5 PART III** OMB Number:323S-0123 Expires:Nov.30,2026 Estimated average burden hours per response: <sup>12</sup> SEC FILE NUMBER 8-17359 FACING PAGE Information Required Pursuant to Rules 17a-5,17a-12,and 18a-7 under the Securities Exchange Act of <sup>1934</sup> FILING FOR THE PERIOD BEGINNING 01/01/2024 AND ENDING 12/31/2024 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION Stonegate Capital Markets, Inc. NAME OF FIRM: TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer Security-based swap dealer Major security-based swap participant Check here If respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use <sup>a</sup> P.O. box no.) # 500 Crescent Court, Suite 370 | | (No.<br>and Street) | | | | | |----------------------------------------------------------------|------------------------------------------------------------------------------------------------|---------------------------------------|---------------------|--|--| | Dallas | TX | | 75201<br>(Zip Code) | | | | (City) | (State) | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Amrein<br>Zach | 214-987-4121 | zach@stonegateinc.com | | | | | (Name) | (Area Code -Telephone<br>Number) | (Email Address) | | | | | | | | | | | | | B.ACCOUNTANT<br>IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in | filing*<br>this | | | | | Co.,<br>McBee<br>&<br>PC | | | | | | | | (Name-if<br>individual,state<br>first,<br>last,<br>and middle name) | | | | | | 718<br>Paulus<br>Avenue | Dallas<br>(City) | TX<br>(State) | 75214<br>(Zip Code) | | | | (Address) | | | | | | | 09/22/2009<br>(Date of Registration with PCAQB)(if applicable) | | 3631<br>(PCAOB Registration Number,if | applicable) | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an Independent public accountant must be supported by <sup>a</sup> statement of facts and circumstances relied on as the basis of the exemption. See <sup>17</sup> CFR 240.17a-5(e)(l)(ii),if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays** a **currently valid OMB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | ( Za…Read the full text as markdown