Full text of STONEGATE CAPITAL MARKETS, INC.'s X-17A-5 filed 2026-03-02 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** #### **OMB APPROVAL Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER** 8-17359 ## **ANNUAL REPORTS FORM X-17A-5 PART III** | | FACING PAGE | | | | | |-------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------|---------------------|--------------------------------------------|--|--| | | Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | 12/31/2025<br>01/01/2025<br>AND ENDING<br>FILING FOR THE PERIOD BEGINNING | | | | | | | MM/DD/YY<br>MM/DD/YY | | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | Stonegate<br>name<br>OF FIRM: | Capital<br>Markets,<br>Inc. | | | | | | TYPE OF REGISTRANT (check all<br>E<br>Broker-dealer<br>Check here If respondent is also an OTC derivatives dealer | applicable<br>boxes):<br>Major<br>Security-based swap dealer | security-based swap | participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not | no.)<br>use a P.O. box | | | | | | 500<br>Crescent<br>Court, | Suite<br>370 | | | | | | | (No. and Street) | | | | | | Dallas | TX | | 75201 | | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Amrein<br>Zach | 214-987-4121<br>zach@stonegateinc.com | | | | | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose<br>McBee<br>&<br>PC<br>Co., | in<br>reports<br>are<br>contained<br>this | filing* | | | | | (Name-if | individual, state last, first, and middle name) | | | | | | 718<br>Paulus<br>Avenue | Dallas | TX | 75214 | | | | (Address) | (City) | (State) | (Zip Code) | | | | 09/22/2009 | | 3631 | | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | | FOR OFFICIAL USE ONLY | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(li), if applicable. **Persons whoare to respond to the collectionof informa…Read the full text as markdown