Full text of U.S. SECURITIES, INTL. CORP.'s X-17A-5 filed 2021-12-02 (period 2021-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ U.S. SECURITIES INTERNATIONAL CORP. ### FINANCIAL STATEMENTS and SUPPLEMENTARY INFORMATION YEAR ENDED SEPTEMBER 30, 2021 {1}------------------------------------------------ ### TABLE OF CONTENTS | Report of Independent Registered Public Accounting Firm | Page<br>1 | |---------------------------------------------------------------------------------------------------------------------------|-----------| | Financial Statements: | | | Statement of Financial Condition | 2 | | Statements of Operations and Comprehensive Income | 3 | | Statements of Changes in Stockholders' Equity | 4 | | Statements of Cash Flows | 5 | | Notes to Financial Statements | 6 - 12 | | Supplementary Information: | | | Computation of Net Capital | 14 | | Computation of Basic Net Capital Requirement | 14 | | Computation of Aggregate Indebtedness | 14 | | Reconciliation of Net Capital | 15 | | Computation for Determination of the Reserve Requirements<br>Under Rule 15c3-3 of the Securities and Exchange Commission | 16 | | Information relating to Possession or Control Requirements<br>Under Rule 15c3-3 of the Securities and Exchange Commission | 16 | | Report of Independent Registered Public Accounting Firm | 17 | | Exemption Report | 19 | {2}------------------------------------------------ | REPORT FOR THE PERIOD BEGINNING | 10/01/2020 | AND ENDING | 09/30/2021 | | |------------------------------------------------------------------------------------------|--------------------------------------------------------|------------|-------------------|--------------------------------| | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: U S Securities Intl Corp. | | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM I.D. NO. | | | 120 Broadway, Suite 1017 | | | | | | | (No. and Street) | | | | | New York | NY | | 10271 | | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>William Coppa | | | 212-227-0800 | | | | | | | (Area Code - Telephone Number) | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | WWC, P.C. | | | | | | | (Name - if individual, state last, first, middle name) | | | | | 2010 Pioneer Court | San Mateo | CA | | 94403 | | (Address) | (City) | (State) | | (Zip Code) | | CHECK ONE: | | | | | | Certified…Read the full text as markdown